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Browse: Home / 2010 / April / 30 / Securities Docket A.M. News Wire for April 30, 2010

Securities Docket A.M. News Wire for April 30, 2010

By Securities Docket on April 30, 2010, 6:55 am

  • SEC Cops Don’t Need Guns, Badges on Their Beat (Russell G. Ryan, Bloomberg) http://bit.ly/aoZWRd #
  • Feds Open Criminal Probe of Goldman (Marcy Gordon, AP) http://bit.ly/aeMAqB #
  • Fuld Understated Pay More Than $200 Million, Lehman’s Budde Says (James Sterngold, Bloomberg) http://bit.ly/cXsGap #
  • SEC Files Anti-Bribery Charges Against Former Finance Executives and Senior Employees Of Global Tobacco Company http://bit.ly/dy967C #
  • Meet the New SEC Enforcement Division Chief Accountant (Melissa Lajara, NYSSCPA.org) http://bit.ly/auY0af #
  • Goldman Meets FSA Over Enforcement Probe (Mark Kleinman, Sky News Blogs) http://bit.ly/bQfG8Z #
  • ASIC looks at ID numbers for traders to fight insider trading http://bit.ly/a40t89 #
  • Tweaks to CFTC’s “Eddie Murphy” rule relieve traders http://bit.ly/9drqag #
  • EU: Battling for an In-House Attorney-Client Privilege (Compliance Week) http://bit.ly/dbjdoe #
  • THE SEC, GOLDMAN AND THE CRITICS: LET THE COURT DO ITS JOB (Thomas Gorman, SEC ACTIONS) http://bit.ly/cDYpzF #

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