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India: SEBI Charges Insider Trading at HDFC Mutual Fund
Indian regulator SEBI bans four for insider trading and front-running.
Litigation Settlements Can Also Be ‘Inside Information’
SEC announces settlement of insider trading case for trades allegedly based on settlement offer in Qualcomm-Nokia litigation.
Report: SEC Ends Probe of AIG and Executives
Sources tell Reuters investigation of AIG and Cassano has been closed.
Senators Reject House Plan to Reverse Stoneridge, Widen Scope of Fraud Lawsuits
House proposal would have reversed Supreme Court’s 2008 decision in Stoneridge.
UK: Kenneth Clarke Appointed ‘International Anti-Corruption Champion’
Ministry of Justice appoints Clarke to key anti-corruption role.
SEC opens inquiry after former staffer joins Getco
SEC IG advises Sen. Grassley of inquiry into hire of senior official.
SEC Steps Up to the Muni Plate
The first enforcement actions from the SEC’s new municipal bond unit may become public by as early as this summer.
Securities Docket A.M. News Wire for June 17, 2010
Get caught up with the Securities Docket A.M. News Wire for June 17, 2010.