By Securities Docket on August 31, 2010, 4:20 pm
Former Deputy Chief of N.D. Illinois’ Financial Fraud and Special Prosecutions Section joins DLA Piper.
Posted in People | Tagged Lawyers
By Securities Docket on August 31, 2010, 4:09 pm
SEC issues report under Section 21(a) of the ’34 Act directed at credit rating agencies.
Posted in SEC | Tagged Rating agencies, Reports
By Securities Docket on August 31, 2010, 8:30 am
Get caught up with the Securities Docket News Wire for August 31, 2010.
Posted in News Wire | Tagged News Wire
By Securities Docket on August 30, 2010, 5:32 pm
Associate Director in SEC’s Division of Enforcement joining Steptoe in D.C.
Posted in People, SEC | Tagged Lawyers
By Securities Docket on August 30, 2010, 8:15 am
Get caught up with the Securities Docket News Wire for August 30, 2010.
Posted in News Wire | Tagged News Wire
By Securities Docket on August 28, 2010, 8:05 am
Get caught up with the Securities Docket News Wire for August 28, 2010.
Posted in News Wire | Tagged News Wire
By Securities Docket on August 27, 2010, 9:06 pm
This week’s most interesting columns and blog posts from around the web.
Posted in SD Insider | Tagged Web Watch
By Securities Docket on August 27, 2010, 3:21 pm
Regulators focus on lawyers and bankers who may be serving as facilitators.
Posted in Global | Tagged Insider Trading, Organized Crime, UK
By Securities Docket on August 27, 2010, 2:08 pm
Little-known provision may have major impact on financial institutions that contract with agencies.
Posted in Industry | Tagged Diversity, Dodd-Frank, Legislation
By Securities Docket on August 27, 2010, 9:40 am
Get caught up with the Securities Docket News Wire for August 27, 2010.
Posted in News Wire | Tagged News Wire