Former SEC Chairman Richard Breeden used to say that it was his goal that securities fraudsters be “left naked, homeless, and without wheels.” The DOJ was able to pull off the “without wheels” part recently in its case against Kenneth E. Marsh. Full details are available in this post on my Enforcement Action blog over at Compliance Week.
‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn