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Browse: Home / 2010 / August / 31 / SEC Cautions Credit Agencies on Deceptive Conduct

SEC Cautions Credit Agencies on Deceptive Conduct

By Securities Docket on August 31, 2010, 4:09 pm

The SEC issued a report today under Section 21(a) of the Securities Exchange Act of 1934 “cautioning credit rating agencies about deceptive ratings conduct and the importance of sufficient internal controls over the policies, procedures, and methodologies the firms use to determine credit ratings.” Full details are available in this post on my Enforcement Action blog over at Compliance Week.

Posted in SEC | Tagged Rating agencies, Reports

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