Securities Docket News Wire for Nov. 11, 2010

  • James A. Clarkson, Director of Regional Office Operations in Enforcement Division, to Retire After 40 Years of Service #
  • Madoff’s Wares, From Jewels to Junk, Go on Block #
  • Source: UBS employee sent e-mail leaking information on GM initial public stock offering #
  • Five Galleon Defendants Seek Case Dismissal #
  • Professor Says FCPA Enforcement Is A ‘Facade’ #
  • Gome shares surge on ceasefire with jailed founder #
  • Archived Version and Materials for Nov. 10 Webcast: FCPA Investigations–The Pitfalls and the Pendulum #
  • Joseph Brenner to join SEC as Chief Counsel of Enforcement Div. #
  • Q/A: Steven Tyrrell On SEC’s Proposed Rules For Whistleblower Program×1 #