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Browse: Home / 2010 / November / 12 / Securities Docket News Wire for Nov. 12, 2010

Securities Docket News Wire for Nov. 12, 2010

By Securities Docket on November 12, 2010, 8:00 am

  • Seeking Guidance on Dodd-Frank’s Diversity Clause http://p2.to/13F1 #
  • Madoff Feeder Fund Hit With $1 Billion Judgment, but Can Trustee Collect? http://p2.to/13F0 #
  • The End of the FCPA Facilitation Payment Exception? http://p2.to/13EZ #
  • Disney’s earnings release leak shocks stock http://p2.to/13EX #
  • Canada: Former partner in Toronto law firm accused in tipping scheme http://p2.to/13EW #
  • UK: Call to give FSA successor a ‘clear voice’ http://p2.to/13EV #
  • Karatz Judge Orders Probation, Lashes Out at Prosecution http://p2.to/13Dk #
  • No, Not That Kind of SEC Investigation! http://p2.to/13D3 #
  • SEC Bars Attorney for Unethical and Improper Professional Conduct http://p2.to/13CV #
  • Alleged Rabbi Extortionist Implicated FrontPoint Manager http://p2.to/13CD #
  • Glaxo Case Puts Corporate Lawyer in the Cross Hairs http://p2.to/13Cl #
  • Judge Rebukes Prosecutors in Bruce Karatz Case, Orders Home Detention http://p2.to/13Ch #

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