‘Enforcement 40’ for 2020
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By Securities Docket on March 10, 2011, 2:24 pm
Please join Vivian Robinson QC, Barry Vitou, Richard Kovalevsky QC and Julian Glass for this free webcast.
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By Securities Docket on March 10, 2011, 12:03 pm
Ontario Securities Commission chairman Howard Wetston says he wants more U.S.-style enforcement out of his regulators. At first blush, it sounds like a fine idea. The U.S. Securities and Exchange Commission has admirable regulatory vigour by Canadian standards. But one of Mr. Wetston’s specific suggestions is a greater use of settlements in which the defendants […]
Posted in SD Insider