‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInThe S.E.C. Under Fire
The Securities and Exchange Commission is being scrutinized over both its handling of a former general counsel with a financial interest in a Bernard L. Madoff fund and its filing against a potential witness in the insider trading prosecution of Raj Rajaratnam. The questions being asked could undermine the agency’s credibility as an effective regulator […]
Web Watch: Best of the Week Ending March 11
The week’s most interesting columns and blog posts from around the web.
Is the SEC Clamping Down on the Non-Denial Denial?
The SEC must make it clear that post-settlement “denials” won’t be tolerated.
Securities Docket News Wire for March 11, 2011
Get caught up with the Securities Docket News Wire for March 11, 2011.