‘Enforcement 40’ for 2020
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By Securities Docket on March 11, 2011, 9:03 pm
The Securities and Exchange Commission is being scrutinized over both its handling of a former general counsel with a financial interest in a Bernard L. Madoff fund and its filing against a potential witness in the insider trading prosecution of Raj Rajaratnam. The questions being asked could undermine the agency’s credibility as an effective regulator […]
Posted in SD Insider
By Securities Docket on March 11, 2011, 4:59 pm
The week’s most interesting columns and blog posts from around the web.
By Securities Docket on March 11, 2011, 9:19 am
The SEC must make it clear that post-settlement “denials” won’t be tolerated.