Back In My Day, the SEC was the Plaintiff! – Compliance Week

As I joked last week upon hearing that former Goldman Sachs board member Rajat Gupta sued the SEC on March 18 for bringing its case against him as an administrative procedding rather than in federal court, “Back in my day the SEC was the plaintiff!” But that’s not always true these days.

Back In My Day, the SEC was the Plaintiff! – Compliance Week, Enforcement Action

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