SEC Charges Former Consultant at Silicon Valley Private Investment Firm with Insider Trading

The SEC alleges that Mark Duffell bought shares of Silicon Valley software company SumTotal Systems while he was involved in discussions on AKKRs behalf regarding a potential acquisition of SumTotal. Without admitting or denying the allegations, Duffell has agreed to settle the charges against him and pay disgorgement and penalties of over $300,000.

SEC Charges Former Consultant at Silicon Valley Private Investment Firm with Insider Trading, SEC Litig. Release

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