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His Appeal of $2.9 Billion Judgment Denied, Scrushy’s Belongings Are Sold Off at a Yard Sale
Plaintiffs hold public yard sale of belongings from Scrushy’s home in Birmingham, Alabama
Ex-Enron Broadband Executive Sentenced for Insider Trading
Former Enron Broadband Services executive Rex Shelby was sentenced yesterday.
OECD Praises Canada’s Mounties, Hits Anti-Bribery Legal Framework
OECD concerned concerned Canada not prepared for “oncoming deluge of cases.
Former Enron broadband executive Rex Shelby set to be sentenced
Former Enron broadband executive Rex Shelby to be sentenced Monday.
Retroactive Application of Dodd-Frank in SEC Enforcement Proceedings
Gupta lawsuit raises issue of retroactive applicability of Section 929P of Dodd-Frank.
Morgan Stanley Is Expected to Be a Focus at Galleon Trial
Goldman Sachs had the starring role last week in the insider trading trial of Raj Rajaratnam when its chief executive, Lloyd C. Blankfein, testified about a former Goldman director who had possibly leaked confidential information to Mr. Rajaratnam. Next up, Morgan Stanley. Morgan Stanley Is Expected to Be a Focus at Galleon Trial, DealBook
Expert Networks: New Commentary by SEC Officials About Insider Trading
Carlo V. di Florio, director of OCIE, discusses expert networks.
Flurry of phone calls leads to Kentucky insider-trading charges
The directive came without explanation: Report to company headquarters in Louisville in three days. But the SEC says David A. Stitt, the Pennsylvania-based vice president of sales for Steel Technologies northeast division, knew why he and other executives were being summoned from around the country for a meeting on Feb. 26, 2007. The publicly traded […]
Securities Docket News Wire for March 28, 2011
Get caught up with the Securities Docket News Wire for March 28, 2011.
Possible Galleon Testimony: Founder’s Brother Took Notebooks After Arrest
A cooperating witness could testify that Galleon Group founder Raj Rajaratnam’s younger brother removed notebooks from Mr. Rajaratnam’s office on the day of the hedge-fund mogul’s arrest in October 2009 in an insider-trading probe, according to court filings. Possible Galleon Testimony: Founder’s Brother Took Notebooks After Arrest — WSJ