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SEC Set to Deliver “Trouble with a Capital T”
Asset Management unit expected to bring “stepped up, serious enforcement.”
Corruption Concerns Cause Companies To Abandon Partners
Dow Jones survey shows more than half of companies scrap partnerships due to corruption fears.
Archived Version and Materials for Mar. 30 Webcast: Avoiding Prosecution Under the UK Bribery Act-Playing Offense and Defense
Vivian Robinson QC, Barry Vitou, Richard Kovalevsky QC, and Julian Glass joined us for this webcast.
Foreign Firms May Be Exempt From UK Anti-Graft Law
MOJ explains UK’s jurisdiction under imminent anti-corruption legislation.
BofA wins dismissal of two lawsuits over Merrill
BofA prevails in derivative lawsuits regarding Merrill.
Securities Docket News Wire for March 30, 2011
Get caught up with the Securities Docket News Wire for March 30, 2011.
Third Circuit Finds for Clifford Chance in Diagnostic Ventures Fraud Case
Appellate court rules company, not law firm, responsible for filing with SEC.
Sonova Executives Resign After Internal Investigation Finds Improper Trading in Company’s Securities
Investigation finds company late in issuing a profit warning, allowing insiders to sell shares.
NY Observer: Profile of Mary Schapiro, Who ‘Polices the Plutocrats’
Profile of SEC’s Mary Schapiro, who is viewed as “a little less fearsome than Wyatt Earp, Eliot Ness or Theo Kojak.”
US FDA Scientist Arrested for Insider Trading
FDA chemist arrested Tuesday and charged with insider trading.