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Feds Use Wiretaps to Build Stunning Case Against Big Firm Lawyer/Alleged Insider Trader
Alleged insider trading scheme allegedly netted over $32 million.
Archived Version and Materials for Apr. 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond
Bruce Karpati, John Reed Stark and Bradley J. Bondi joined us for this webcast.
Securities Docket News Wire for April 6, 2011
Get caught up with the Securities Docket News Wire for April 6, 2011.
Singapore: Ex-CFO fined for market rigging, insider trading
Former CFO fined on three counts of insider trading and two counts of market rigging.
Bribery Trial Begins In Germany For Former Siemens Executive
Former member of executive board chaged with tax evasion and failing to perform supervisory duties.
Wells Fargo to pay $11.2 M in SEC case
Wells to pay $6.75 million in restitution plus a $4.45 million civil penalty in CDO case.