‘Enforcement 40’ for 2020
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Web Watch: Best of the Week Ending April 8
The week’s most interesting columns and blog posts from around the web.
SEC charges FDA employee with insider trading: One-off or trend?
Does the the Liang case suggest greater SEC attention to insider trading by government employees?
Allen Stanford Investors’ Suit Against SEC Should Be Dismissed, U.S. Says
Government argues “Congress did not intend to provide for judicial review of the quality of investigative efforts.’’
Rajaratnam’s Expert Witness Jarrell Can Testify, Judge Says
Expert may offer testimony about issues concerning the operations of hedge fund trading and the impact of market events on a stock.
J&J Pays $70M To Settle SEC, Criminal Charges
Alleged bribery scheme involving payments to doctors in several European countries.
What a Government Shutdown Means for Wall Street
Shutdown will cause SEC to cut enforcement staff from around 1,000 down to 178 employees.
SEC chief: Agency learned from mistakes in Fort Worth
Schapiro says agency learned lessons from Stanford case.
SEC Issues ‘Update’ on Limited Functions During a Federal Government Shutdown
Only an “extremely limited number of staff” will be available.
U.K. Management Consultant Denies Insider-Trading Charges
Trial in action brought by FSA set for November 28.