Richard G. Ketchum is plotting Finra 2.0.
The chairman and chief executive of the Financial Industry Regulatory Authority has ambitious plans to expand the influence of Wall Street’s self-regulatory agency. At Mr. Ketchum’s urging, Finra is vying to replace the Securities and Exchange Commission as the top enforcer overseeing tens of thousands of investment advisers.
Read more: Finra’s Richard Ketchum Seeks Greater Power Over Wall Street — DealBook
