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Browse: Home / 2011 / April / 26 / Finra’s Richard Ketchum Seeks Greater Power Over Wall Street

Finra’s Richard Ketchum Seeks Greater Power Over Wall Street

By Securities Docket on April 26, 2011, 11:04 am

Richard G. Ketchum is plotting Finra 2.0.

The chairman and chief executive of the Financial Industry Regulatory Authority has ambitious plans to expand the influence of Wall Street’s self-regulatory agency. At Mr. Ketchum’s urging, Finra is vying to replace the Securities and Exchange Commission as the top enforcer overseeing tens of thousands of investment advisers.

Read more: Finra’s Richard Ketchum Seeks Greater Power Over Wall Street — DealBook

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Posted in Industry, Top | Tagged FINRA

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