A top securities watchdog said his agency should explore bringing more of its enforcement cases in administrative courts, a controversial forum that critics say could deprive defendants of their rights….
“It’s an appealing forum to bring cases, especially some of the cases we’ve been bringing recently, which I think requires sophistication on the part of all the participants,” George Canellos, director of the SEC’s New York regional office, said.
‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn