‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
Stalled Out Stanford Criminal Trial Leaves Numerous Related Matters On Hold, Too
Much more than the Stanford criminal trial is now on hold indefinitely.
SEC’s Khuzami Touts New Cooperation Program
25 people have entered into cooperation agreements with the SEC to date.
Securities Docket News Wire for 2011-05-06
Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments http://goo.gl/fb/L7iXF # The ‘Collateral Punishment’ That an Insider Trading Defendant Can Suffer http://goo.gl/fb/DSPwT # Attention Maltese Insider Traders: The MFSA Will Take You Down! http://goo.gl/fb/yM7zD # Securities Docket News Wire for 2011-05-05 http://goo.gl/fb/LJ3BU #
Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments
Should SEC have penalized company that self-reported violations?