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Browse: Home / 2011 / May / 06 / Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments

Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments

By Securities Docket on May 6, 2011, 11:05 am

Bribery expert Alexandra Wrage is surprised that the SEC decided to press ahead after Justice dropped the case. “It’s a little unusual for them to diverge” on a FCPA investigation, she says….

Wrage also questions the SEC’s decision to penalize Rockwell even though it self-reported the violations. “You just want to make sure that you’re sending the right message to companies that are trying to get it right,” she explains. “It’s tough to see a company get dinged for something that happened in 2003, especially when it was so modest….”

Read more: Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments — Corporate Counsel

Posted in SEC, Top | Tagged FCPA, Self-reporting

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