‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for 2011-05-22
Fraudbuster SFO claims victory in fight for survival http://goo.gl/fb/3DdiR # The 10b-5 Daily: The Loss Causation Loophole http://goo.gl/fb/Q3xW8 # Senator Grassley investigating SAC Capital trades http://goo.gl/fb/Q4Pui # Little drama expected for SEC nominees http://goo.gl/fb/A813z # SEC Looking for CPA to join PCAOB Board. http://bit.ly/jLLiY3 # Securities Docket News Wire for 2011-05-21 http://goo.gl/fb/BDYwU # Securities Docket […]
The 10b-5 Daily: The Loss Causation Loophole
Can securities litigation plaintiffs establish loss causation against mutual funds?
Fraudbuster SFO claims victory in fight for survival
SFO now expected to keep twin roles of investigator and prosecutor.
Senator Grassley investigating SAC Capital trades
Last week FINRA provided Sen. Grassley with about 20 instances of suspicious trading at the hedge fund.
Little drama expected for SEC nominees
Paired nominations of Aguilar and Gallagher may make partisan Senate delays less likely.