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Think Compliance is Not Funny? Think Again!
The Second City brings comedy to the world of compliance.
US SEC Issues Final Whistle-Blower Rules
The rules, adopted on a 3-2 vote, don’t mandate internal company reporting by whistle-blowers despite a lobbying blitz by dozens of large U.S. companies, including Verizon Communications Inc. and Goodyear Tire and Rubber Co. Read more: US SEC Issues Final Whistle-Blower Rules — Dow Jones Newswires
Securities Docket News Wire for May 25, 2011
Get caught up with the Securities Docket News Wire for May 25, 2011.
With Glut of Vacant Jobs, SEC Turns to Headhunter for Help
SEC must use its recruiting budget by end of 2011 fiscal year.
SFO chief: increase pay to help competition with other regulators
SFO head seeks salary increases of 50% for his staff.
Cohen in SEC’s sights after Grassley grills Schapiro
Congress pressing SEC to look at at Steve Cohen’s $13 billion hedge fund.