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SEC Alleges “Insider Trading Version of the Fox Guarding the Henhouse”
Former managing director of NASDAQ Stock Market charged with insider trading.
Irving Picard will ‘wind up being richer than’ Bernie Madoff, says attorney for defrauded investors
Madoff trustee will reportedly receive between 35%-50% of massive billings he generates for law firm.
Dear Congress: Fix The SEC, Don’t Ruin America’s Companies
Will new whistleblower rules harm companies?
Securities Docket News Wire for May 26, 2011
Get caught up with the Securities Docket News Wire for May 26, 2011.
Rajaratnam’s Lawyers Seek To Set Aside Conviction
On Wednesday, John Dowd, Rajaratnam’s lawyer, renewed his request originally made after prosecutors rested their case to acquit him of all charges. Dowd also asked the judge to dismiss one conspiracy count and four securities-fraud counts…. Such post-trial motions–known as Rule 29 motions–are rarely successful, but are one of the steps available for defense attorneys […]
S.E.C. Adopts Final Rules for Whistleblowers
The new rules provide for payment of 10 percent to 30 percent of the collected amount when the sanctions imposed by regulators exceed $1 million. In determining the size of the reward, the agency can take into account the value of the tips offered and a whistle-blower’s cooperation with the company’s internal notice program. The […]