By Securities Docket on June 13, 2011, 10:06 pm
Supreme Court holds Janus Capital and subsidiary cannot be held liable in a lawsuit by shareholders over allegedly false statements in prospectuses for Janus mutual funds.
Posted in Class Actions, Top | Tagged Appellate
By Securities Docket on June 13, 2011, 8:06 pm
Some SEC claims dismissed under NAB v. Morrison.
Posted in SEC | Tagged Dismissals
By Securities Docket on June 13, 2011, 7:06 pm
CEO departs three months after settlement with SEC.
Posted in SEC, Top | Tagged CEOs
By Securities Docket on June 13, 2011, 7:06 pm
“Octopussy” and two others found guilty of insider trading scam by jury.
Posted in Criminal, Top | Tagged Trials
By Securities Docket on June 13, 2011, 1:00 pm
Get caught up with the Securities Docket News Wire for June 13, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on June 13, 2011, 12:06 pm
Three reasons why directors ought to face civil liability more frequently.
Posted in Class Actions, Industry, Top | Tagged Board of Directors
By Securities Docket on June 13, 2011, 10:06 am
SFO warns businesses with UK subsidiaries to mind Bribery Act.
Posted in Global, Top | Tagged UK, UK Bribery Act
By Securities Docket on June 13, 2011, 10:06 am
Is it appropriate to assume that the SEC is covering up a series of failures?
Posted in SEC | Tagged Regulators |
By Securities Docket on June 13, 2011, 10:06 am
The week’s most interesting columns and blog posts from around the web.
Posted in Top | Tagged Web Watch