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Browse: Home / 2011 / June / 20 / Recent Trillion-Dollar Filings Suggest Weakness In SEC System

Recent Trillion-Dollar Filings Suggest Weakness In SEC System

By Securities Docket on June 20, 2011, 6:06 pm

Questionable filings with the SEC are unusual but not unprecedented. Civil and criminal charges are possible for filing phony documents with the SEC, although it isn’t done often. “The crazier the people, the less likely criminal charges become,” said Steven Feldman, a former federal prosecutor who served on the Securities and Commodities Fraud Task Force.

Read more: Recent Trillion-Dollar Filings Suggest Weakness In SEC System — Dow Jones Newswires

Posted in SEC, Top | Tagged Filings

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