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Browse: Home / 2011 / July / 01 / July 22 Webcast: The SEC’s New Whistleblower Program–What It Means for Companies and How to Respond

July 22 Webcast: The SEC’s New Whistleblower Program–What It Means for Companies and How to Respond

By Securities Docket on July 1, 2011, 5:55 pm

The SEC’s new rules for the whistleblower bounty program, authorized by the Dodd-Frank Act, present a sea change for the way companies and financial institution manage and respond to whistleblowers, conduct internal investigations, and interact with the SEC. Please join us as we answer:

  • What do the SEC whistleblower rules really mean?
  • What compliance policies and procedures must be considered to address whistleblowers?
  • How will the whistleblower rules affect internal investigations?
  • What will the whistleblower rules mean for SEC Enforcement actions?

For this highly-informative webcast we have all-star panel with representatives from the SEC, corporate America, and private law practice. This is a must attend program for  in-house legal and compliance professionals, executives and managers, and practicing lawyers who deal with compliance or will be involved in creating their organization’s whistleblower policies.

Panel:

  • Scott Friestad, Associate Director, SEC’s Division of Enforcement
  • Brad Bondi, Partner, Cadwalader, Wickersham & Taft LLP (former counsel to SEC Commissioners Paul Atkins and Troy Paredes and former Deputy General Counsel of the Financial Crisis Inquiry Commission)
  • Martin Biegelman, Director, Navigant Consulting, Inc. (former Director of Financial Integrity at Microsoft)
  • Paul Atkins, partner, Sphere Consulting  (former SEC Commissioner) will serve as moderator.

To attend this webcast scheduled for Friday, July 22, at 2 pm Eastern, please sign up below.

Posted in Top | Tagged webc, Whistleblowers

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