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Browse: Home / 2011 / August / 11 / SEC Sues Stifel for Fraud Over Wisconsin School CDO Losses

SEC Sues Stifel for Fraud Over Wisconsin School CDO Losses

By Securities Docket on August 11, 2011, 1:08 pm

The U.S. Securities and Exchange Commission sued broker Stifel, Nicolaus & Co. for fraud, claiming it misled five Wisconsin school districts about the risks of complex investments that wiped out $200 million.

Read more: SEC Sues Stifel for Fraud Over Wisconsin School CDO Losses — Business Week

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Posted in SEC, Top | Tagged CDOs

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