By Securities Docket on September 30, 2011, 1:55 pm
SEC concedes challenges in credit-rating probes http://t.co/1jN2CbXh # SEC concedes challenges in credit-rating probes http://t.co/IA77m5SD # Prosecutors seek medical disclosures in NYC case http://t.co/eq7PceqM # SEC Changes Tack on Enforcement Strategy http://t.co/Rn7NaSig # Securities Docket News Wire for 2011-09-29 http://t.co/bWy73OVj #
Posted in News Wire | Tagged News Wire
By Securities Docket on September 30, 2011, 11:09 am
SEC’s Khuzami notes statutory and disclosure-related challenges in cases against credit-rating agencies.
Posted in SEC, Top | Tagged Rating agencies
By Securities Docket on September 30, 2011, 11:09 am
Revisiting Innospec’s “inability to pay.”
Posted in Criminal, SEC | Tagged Penalties
By Securities Docket on September 30, 2011, 1:09 am
Prosecutors argue Rajaratnam “placed his medical conditions at issue by seeking leniency based on them.”
Posted in Criminal, Top | Tagged Sentencing
By Securities Docket on September 30, 2011, 1:09 am
SEC may file more civil cases in which defendants are accused of negligence only.
Posted in SEC | Tagged Negligence
By Securities Docket on September 29, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Sept. 29, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on September 29, 2011, 11:09 am
Formal DPAs could be used in UK if solicitor general Edward Garnier has his way.
Posted in Global, Top | Tagged DPAs, UK
By Securities Docket on September 29, 2011, 11:09 am
Madoff trustee claims recent court decision will cut recovery for victims by nearly $6 billion.
Posted in Criminal, Top | Tagged Trustees
By Securities Docket on September 28, 2011, 2:09 pm
Corporate directors and officers increasingly face liability for matters of which they were not even aware.
Posted in Criminal | Tagged D&O
By Securities Docket on September 28, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Sept. 28, 2011.
Posted in News Wire | Tagged News Wire