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Securities Docket News Wire for Sept. 1, 2011
Get caught up with the Securities Docket News Wire for Sept. 1, 2011.
Hedge fund Diamondback to pay $1 million to settle insider case
Case involves allegation that former portfolio manager illegally traded on a tip about an acquisition.
Inside trader Zvi Goffer in unusual leniency plea
Seeking leniency, Goffer pledges not to appeal conviction, and to repay illegal profits and settle SEC case.
Insider Trading: Weston Man Sentenced To 5 1/2 Years In Prison For Insider Trading
Defendant sentenced to 5 1/2 years in prison and ordered to forfeit more than $10 million in profits.