By Securities Docket on September 1, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Sept. 1, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on September 1, 2011, 11:09 am
Case involves allegation that former portfolio manager illegally traded on a tip about an acquisition.
Posted in SD Insider, SEC, Top | Tagged Insider Trading, Settlements
By Securities Docket on September 1, 2011, 11:09 am
Seeking leniency, Goffer pledges not to appeal conviction, and to repay illegal profits and settle SEC case.
Posted in Criminal, Top | Tagged Insider Trading, Sentencing
By Securities Docket on September 1, 2011, 11:09 am
Defendant sentenced to 5 1/2 years in prison and ordered to forfeit more than $10 million in profits.
Posted in Criminal, Top | Tagged Insider Trading, Sentencing