By Securities Docket on September 12, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Sept. 12, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on September 12, 2011, 1:09 pm
Examining the SEC’s record in the “clawback” area.
Posted in SEC | Tagged Clawback
By Securities Docket on September 12, 2011, 1:09 pm
Four Africa sting defendants in FCPA mistrial argue evidence against them was insufficient to sustain a conviction.
Posted in Criminal, Top | Tagged FCPA, Mistrials
By Securities Docket on September 12, 2011, 1:09 pm
SEC’s IG examines why agency did not have David Becker testify before Congress on Madoff pay-out issue.
Posted in SEC, Top | Tagged Inspector General
By Securities Docket on September 12, 2011, 12:09 pm
Rajaratnam’s defense team argues government’s sentencing request is “grotesquely severe.”
Posted in Criminal, Top | Tagged Sentencing