By Securities Docket on September 15, 2011, 5:23 pm
Please join Lynn Turner, David Anders, Sean Coffey and Chad Johnson for this free webcast.
Posted in Class Actions, Criminal, Top | Tagged Financial Crisis, Webcasts
By Securities Docket on September 15, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Sept. 15, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on September 15, 2011, 1:09 pm
Bill would match Pres. Obama’s proposal of $1.407 billion in FY 2012.
Posted in SEC, Top | Tagged Budget
By Securities Docket on September 15, 2011, 12:09 pm
Deloitte says Chinese law prohibits it from turning over documents to foreign regulators.
Posted in Global, SEC, Top | Tagged China, Subpoenas
By Securities Docket on September 15, 2011, 12:09 pm
SEC chair to testify twice before Congress in the next two weeks.
Posted in SEC, Top | Tagged Regulators, Testimony
By Securities Docket on September 15, 2011, 12:09 pm
Court questions whether hedge funds used confidential information to trade in the debt of Washington Mutual.
Posted in Industry, Top | Tagged Bankruptcy, Insider Trading
By Securities Docket on September 15, 2011, 12:09 pm
SEC stepping up probe of mortgage-bond deals related to financial crisis,
Posted in SEC, Top | Tagged CDOs
By Securities Docket on September 15, 2011, 2:09 am
Enforcement director says agency not harmed by past policy of discarding records, still has “significant information” stored.
Posted in SEC, Top | Tagged Investigations, Records