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KPMG picked to lead UBS probe

KPMG picked to lead UBS probe

By on September 23, 2011, 4:09 pm

FSA selects KPMG to lead independent investigation into trading scandal at UBS.

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‘Epic Failure’: After Six Years of Litigation, ‘Phantom’ Lead Plaintiff Dismissed From Case

‘Epic Failure’: After Six Years of Litigation, ‘Phantom’ Lead Plaintiff Dismissed From Case

By on September 23, 2011, 2:09 pm

“Phantom” lead plaintiff never actually purchased any of the securities at issue in the case.

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Securities Docket News Wire for Sept. 23, 2011

Securities Docket News Wire for Sept. 23, 2011

By on September 23, 2011, 1:55 pm

Get caught up with the Securities Docket News Wire for Sept. 23, 2011.

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The SEC's Ethics

The SEC’s Ethics

By on September 23, 2011, 1:09 pm

House Republicans show “remarkable forbearance” over ethics flap.

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Madoff trustee settles suit vs. hedgies

Madoff trustee settles suit vs. hedgies

By on September 23, 2011, 11:09 am

Madoff trustee accepts cash payment of more than $1 billion from funds associated with Tremont.

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Testimony of Stephen J. Crimmins Before House Committee on Fin. Services, Sept. 15, 2011

Testimony of Stephen J. Crimmins Before House Committee on Fin. Services, Sept. 15, 2011

By on September 23, 2011, 10:09 am

Why has Congress failed to increase the SEC’s budget as planned?

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