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Written and Oral Testimony of SEC’s David Becker on Madoff Conflicts Issue
Video and links to David Becker’s written congressional testimony.
Should the Insider Trading Rule Be Optional?
Should companies be permitted to “opt-in” to insider trading regulations?
Merkin funds win dismissal of Madoff lawsuits
Court rules no misrepresentation was made when defendants relied on Madoff to follow funds’ stated investment strategies.
Securities Docket News Wire for Sept. 26, 2011
Get caught up with the Securities Docket News Wire for Sept. 26, 2011.
SEC May Recommend Legal Action Against S&P
McGraw-Hill Cos., which owns S&P, says it received Wells Notice from SEC’ last week.
More Trouble for Groupon IPO: Groupon Restates Revenue, COO Exits
Restatement cuts company’s stated revenue for 2010 to $312.9 million, down from $713.4 million previously reported.
Indian Stock Markets See Steady Rise In Shady Deals, Price Rigging
India’s high-growth economy bringing challenges for securities regulators.