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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for 2011-09-30
SEC concedes challenges in credit-rating probes http://t.co/1jN2CbXh # SEC concedes challenges in credit-rating probes http://t.co/IA77m5SD # Prosecutors seek medical disclosures in NYC case http://t.co/eq7PceqM # SEC Changes Tack on Enforcement Strategy http://t.co/Rn7NaSig # Securities Docket News Wire for 2011-09-29 http://t.co/bWy73OVj #
SEC concedes challenges in credit-rating probes
SEC’s Khuzami notes statutory and disclosure-related challenges in cases against credit-rating agencies.
Prosecutors seek medical disclosures in NYC case
Prosecutors argue Rajaratnam “placed his medical conditions at issue by seeking leniency based on them.”
SEC Changes Tack on Enforcement Strategy
SEC may file more civil cases in which defendants are accused of negligence only.