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Browse: Home / 2011 / September / 30 / SEC Changes Tack on Enforcement Strategy

SEC Changes Tack on Enforcement Strategy

By Securities Docket on September 30, 2011, 1:09 am

Securities and Exchange Commission officials are trying to make it easier on themselves to hold more individuals responsible for wrongdoing during the financial crisis. In a major shift from the agency’s traditional enforcement strategy, the SEC could file more civil cases in which defendants are accused of negligence only, rather than harder-to-prove charges of intentional wrongdoing or recklessness, according to SEC officials.

Read more: SEC Changes Tack on Enforcement Strategy — WSJ.com

Posted in SEC | Tagged Negligence

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