By Securities Docket on October 31, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Oct. 31, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on October 30, 2011, 12:10 pm
Director cites cases where counsel represents up to 40 witnesses and the company in a case.
Posted in SEC, Top | Tagged Conflicts
By Securities Docket on October 30, 2011, 2:10 am
The week’s most interesting columns and blog posts from around the web.
Posted in SD Insider, Top | Tagged Web Watch
By Securities Docket on October 29, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Oct. 29, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on October 28, 2011, 5:10 pm
Judge Rakoff has ordered the SEC and Citigroup to answer nine extremely difficult questions at a hearing on November 9.
Posted in SEC, Top | Tagged Settlements
By Securities Docket on October 28, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Oct. 28, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on October 28, 2011, 11:10 am
Former execs of Associated Octel Corp. (which was later renamed Innospec) charged with conspiracy to corrupt.
Posted in Criminal, Top | Tagged Anti-corruption
By Securities Docket on October 28, 2011, 11:10 am
SEC claims FINRA altered internal documents before handing them over to agency.
Posted in Industry, SEC, Top | Tagged Documents, Regulators
By Securities Docket on October 28, 2011, 11:10 am
At SEC, “backlash” grows against agency’s aggressive IG.
Posted in SEC | Tagged Inspector General
By Securities Docket on October 28, 2011, 11:10 am
Rajaratnam complains that fellow Indians cooperated against him.
Posted in Criminal, Top | Tagged Cooperation