By Securities Docket on October 4, 2011, 11:16 pm
Lynn Turner, David Anders, Sean Coffey and Chad Johnson joined us for this webcast.
Posted in SD Insider, Top | Tagged Financial Crisis, Webcasts
By Securities Docket on October 4, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Oct. 4, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on October 4, 2011, 12:10 pm
Allowing adequate compliance program defense to FCPA liability “would recognize and reward strong compliance programs.”
Posted in Criminal, SEC, Top | Tagged FCPA
By Securities Docket on October 4, 2011, 11:10 am
Rajaratnam’s lawyers seek to keep his medical information out of the financial press.
Posted in Criminal, Top | Tagged Sentencing
By Securities Docket on October 4, 2011, 11:10 am
Highlighting regulators’ recent sanctions against CCOs
Posted in SEC | Tagged CCOs