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Archived Version of Oct. 4 Webcast: The Challenges of Holding Corporate America Accountable
Lynn Turner, David Anders, Sean Coffey and Chad Johnson joined us for this webcast.
Securities Docket News Wire for Oct. 4, 2011
Get caught up with the Securities Docket News Wire for Oct. 4, 2011.
Former DOJ FCPA Chief Supports FCPA Compliance Defense
Allowing adequate compliance program defense to FCPA liability “would recognize and reward strong compliance programs.”
Rajaratnam Seeks Privacy on Health
Rajaratnam’s lawyers seek to keep his medical information out of the financial press.
The Girl with the SEC/FINRA Tattoo: Disciplinary Actions Taken Against Chief Compliance Officers
Highlighting regulators’ recent sanctions against CCOs