By Securities Docket on October 7, 2011, 9:10 pm
Allegations of a violation of the FCPA by a non-public company generally cannot lead to payments of whistleblowe bounties under Dodd-Frank.
Posted in SEC | Tagged FCPA, Whistleblowers
By Securities Docket on October 7, 2011, 9:10 pm
If your company has ever obtained official documents in West Africa, “touts” may have caused your company to violate the FCPA.
Posted in Criminal | Tagged FCPA
By Securities Docket on October 7, 2011, 9:10 pm
The week’s most interesting columns and blog posts from around the web.
Posted in SD Insider | Tagged Web Watch
By Securities Docket on October 7, 2011, 9:10 pm
A look at the due diligence process suggested by Transparency International for international M&A transactions.
Posted in Industry | Tagged Anti-corruption
By Securities Docket on October 7, 2011, 6:10 pm
Hedge funds invest in information about pending legislation.
Posted in Industry, SD Insider, Top | Tagged Hedge Funds, Insider Trading
By Securities Docket on October 7, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Oct. 7, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on October 7, 2011, 11:10 am
Alberta Securities Commission alleges six people engaged in insider trading shares of Berens Energy.
Posted in Global | Tagged Canada, Insider Trading
By Securities Docket on October 7, 2011, 11:10 am
Garth Drabinsky to remain in prison as bail hearing delayed.
Posted in Criminal, Global, Top | Tagged Bail, Canada
By Securities Docket on October 7, 2011, 11:10 am
SESC probing possible links between Nikko executive and alleged insider trading in the shares of Enoteca.
Posted in Criminal, Global, Top | Tagged Insider Trading, Japan