• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
FTI 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2011 / October / 07 / Japan: SMBC Nikko faces insider trading probe

Japan: SMBC Nikko faces insider trading probe

By Securities Docket on October 7, 2011, 11:10 am

The SESC is investigating the possible links between the Nikko executive and a company president, who is alleged to have profited from trading in the shares of Enoteca, a wine distributor, when it conducted a management buy-out in February this year, according to Japanese media.

Read more: SMBC Nikko faces insider trading probe — FT

Blog Widget by LinkWithin

Posted in Criminal, Global, Top | Tagged Insider Trading, Japan

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.