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The Late Mover Advantage in Citigroup’s Settlement

By Securities Docket on October 20, 2011, 5:10 pm

Does recent Citigroup settlement has “late mover advantage” over 2010 Goldman settlement with SEC?

Posted in SEC | Tagged CDOs, Settlements

The Bigger Problem Raised by the David Becker Conflict Report

By Securities Docket on October 20, 2011, 2:10 pm

The SEC and the “special access phenomenon.”

Posted in SEC | Tagged Access

Securities Docket News Wire for 2011-10-20

By Securities Docket on October 20, 2011, 1:55 pm

EU to unveil new insider trading sanctions http://t.co/5JGp82sR # SEC and Citigroup Agree to $285 Million Settlement; Agency Claims Bank Misled Investors About… http://t.co/aTZPUido # What Will Deter Insider Trading? http://t.co/YkUun3EU # Securities Docket News Wire for 2011-10-19 http://t.co/IjfNt5IP # FDA chemist pleads guilty to insider trading http://t.co/P5eXzgJ9 #

Posted in News Wire | Tagged News Wire