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Browse: Home / 2011 / October / 21 / SEC’s di Florio Speaks on ‘The Role of Compliance and Ethics in Risk Management’

SEC’s di Florio Speaks on ‘The Role of Compliance and Ethics in Risk Management’

By Securities Docket on October 21, 2011, 5:10 pm

Earlier this week, Carlo V. di Florio, Director of the SEC’s Office of Compliance Inspections and Examinations, spoke at the National Society of Compliance Professionals’ National Meeting held in Baltimore, Maryland. di Florio discussed in detail ‘The Role of Compliance and Ethics in Risk Management.’

Read more: SEC’s di Florio Speaks on ‘The Role of Compliance and Ethics in Risk Management’ — Enforcement Action

Posted in SEC, Top | Tagged Speeches

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