By Securities Docket on October 27, 2011, 9:10 pm
Avon discloses existence of a formal order of investigation regarding possible FCPA violations.
Posted in SEC, Top | Tagged FCPA, Formal Investigation |
By Securities Docket on October 27, 2011, 9:10 pm
SDNY’s Judge Rakoff again proves to be thorn in SEC’s side.
Posted in SEC, Top | Tagged Settlements
By Securities Docket on October 27, 2011, 2:10 pm
Hollywood plans to take on the story of Raj Rajaratnam.
Posted in Criminal, Top | Tagged Movies
By Securities Docket on October 27, 2011, 2:10 pm
If Gupta committed a crime, “then there are likely more criminals than not on Wall Street.”
Posted in Criminal | Tagged Insider Trading
By Securities Docket on October 27, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Oct. 27, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on October 27, 2011, 11:10 am
Ruth Madoff says she and Bernie Madoff attempted suicide in 2008.
Posted in Criminal, Top | Tagged Madoff
By Securities Docket on October 27, 2011, 10:10 am
Is message from SEC’s cases simply that it does not want to lose?
Posted in SEC | Tagged Regulators
By Securities Docket on October 27, 2011, 10:10 am
Does it matter if an insider trading “tipper” did not receive money in return?
Posted in Criminal | Tagged Insider Trading