Join Us On LinkedIn

Judge Rakoff has ordered the SEC and Citigroup to answer nine extremely difficult questions at a hearing on November 9.
Get caught up with the Securities Docket News Wire for Oct. 28, 2011.
Former execs of Associated Octel Corp. (which was later renamed Innospec) charged with conspiracy to corrupt.
SEC claims FINRA altered internal documents before handing them over to agency.
At SEC, “backlash” grows against agency’s aggressive IG.
Rajaratnam complains that fellow Indians cooperated against him.
In this guest column, Steptoe’s Matthew J. Gaul, Douglas S. Kantor and Philip S. Khinda explain the impact of new competing regulatory regimes in New York.