The Securities and Exchange Commission expects to file charges against more Wall Street firms related to the sale of mortgage-linked securities, with hopes of wrapping up probes from the financial crisis in the near term, according to a senior enforcement official….
“It’s fair to say we’re not at the end,” said Kenneth Lench, chief of the structured and new products unit in the SEC enforcement division in a recent interview with the Financial Times. “There will be a handful of additional cases, I believe, over the next several months.”
‘Enforcement 40’ for 2020
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