Dec. 14 Webcast: SEC Enforcement-Key Developments in 2011

The SEC announced record enforcement results in 2011 and featured its work in bringing insider trading cases and CDO cases against broker-dealers and investment advisers.  Many other notable items occurred during the year, including:

  • Supreme Court decisions on elements of fraud cases.
  • Auditor regulation issues.
  • Developments in the SEC enforcement process.
  • Developments in the settlement process.

Please join panelists, Andrew Vollmer and Douglas Davison, securities partners at Wilmer Cutler Pickering Hale and Dorr LLP, and Marty Wilczynski, Senior Managing Director – Forensic Litigation at FTI Consulting, Inc., as they address these and other developments in SEC enforcement during a free, one-hour webcast.

To attend this webcast scheduled for Wednesday, December 14, at 1 pm Eastern, please sign up below.