By Securities Docket on November 15, 2011, 8:11 pm
Senator Scott Brown will introduce the Stop Trading on Congressional Knowledge (STOCK) Act of 2011.
Posted in Industry, SEC, Top | Tagged Insider Trading, US Congress
By Securities Docket on November 15, 2011, 7:11 pm
Might Congress finally act on a law to outlaw insider trading by its members?
Posted in Industry, SEC, Top | Tagged Insider Trading, US Congress
By Securities Docket on November 15, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Nov. 15, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on November 15, 2011, 12:11 pm
Conventional wisdom that members of Congress are immune from insider trading laws is “simply wrong,” says law professor.
Posted in SEC, Top | Tagged Insider Trading, US Congress
By Securities Docket on November 15, 2011, 12:11 pm
To really learn about FCPA enforcement, one has to attend luncheons during which the enforcement agency officials speak.
Posted in Global | Tagged Anti-corruption
By Securities Docket on November 15, 2011, 12:11 pm
Second Circuit affirms dismissal of investor suit over auction-rate securities.
Posted in Class Actions, Top | Tagged Appellate, Auction Rate, Dismissals
By Securities Docket on November 15, 2011, 12:11 pm
In Japan, the legal process surrounding financial fraud works differently.
Posted in Global | Tagged Financial Fraud, Japan
By Securities Docket on November 15, 2011, 11:11 am
Rep. Bachus should return whatever money he made and “then resign in disgrace.”
Posted in Industry | Tagged Insider Trading, US Congress
By Securities Docket on November 15, 2011, 11:11 am
Beyond the law, there is such a thing as “ethical conduct.”
Posted in Industry | Tagged Insider Trading, US Congress