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‘Enforcement 40’ for 2020
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Judge Rakoff Rejects Citigroup Settlement: So Now What?
SEC options include an appeal or moving to a new enforcement model.
It’s cognitive dissonance time at the SEC
Has the SEC’s reliance on penalties lost its deterrent effect?
The UK Bribery Act: Engagement With Companies And Compliance Effects
What is the SFO actually doing under the Bribery Act right now?
Scare the Crap Out of Them
Why do compliance practitioners “vastly overstate the risk that the FCPA brings to companies?”
Is the Judiciary about to Give the SEC a Backbone?
The SEC “needs new leadership: someone with a sense of history, vision and a backbone.”
Surely The SEC Is Sick Of Going To Court By Now?
The SEC can resolve cases without court approval. So why didn’t they do that with Citi?
Stanford Still Not Competent for Ponzi Trial
Stanford attorney says Stanford cannot be arraigned “until his competency status changes.”
Rajaratnam Seeks to Remain Free While Appealing Wiretap Use
Raj Rajaratnam asks court to allow him to remain free while appeal concerning wiretapped calls is pending.
Film Producer John Bennett Pleads Guilty to Insider Trading
John Bennett says he paid money for stock tips, made $1.1 million in profits.
Khuzami: Rakoff Ruling Ignores Decades of Established Practice
Enforcement director says court’s rejection of Citigroup settlement “ignores decades of established practice throughout federal agencies and decisions of the federal courts.”