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Outliers Identified in SEC’s ‘Aberrational Performance Inquiry’ Initiative Sued for Fraud

Outliers Identified in SEC’s ‘Aberrational Performance Inquiry’ Initiative Sued for Fraud

By on December 2, 2011, 9:12 pm

New SEC cases are part of an initiative to combat hedge fund fraud by identifying “abnormal investment performance.”

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Securities Docket News Wire for 2011-12-02

By on December 2, 2011, 1:55 pm

For Wall Street Watchdog, All Grunt Work, Little Glory http://t.co/4Vztoi2A # Is Congressional Insider Trading Illegal Under Current Law? http://t.co/jV1t3iZp # SEC’s Khuzami Defends ‘Admit Nor Deny’ Settlements http://t.co/upKHTbdh # Make it Stop: Inspector General Who Investigates SEC Investigators Will Now Himself Be… http://t.co/KHZXa82D # Securities Docket News Wire for 2011-12-01 http://t.co/I3RANgah # The SEC […]

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Tables turned as SEC watchdog comes under attack

Tables turned as SEC watchdog comes under attack

By on December 2, 2011, 1:12 pm

This year, two SEC employees have filed formal complaints against IG David Kotz.

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For Wall Street Watchdog, All Grunt Work, Little Glory

For Wall Street Watchdog, All Grunt Work, Little Glory

By on December 2, 2011, 12:12 pm

Fledgling FINRA fraud task force has quietly entered front lines of fighting insider trading.

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