By Securities Docket on December 19, 2011, 7:41 pm
Please join Jay Dubow, Anthony Creamer and Alma Angotti for this free webcast.
Posted in Industry, SD Insider, SEC, Top | Tagged Insider Trading, Policies, Webcasts |
By Securities Docket on December 19, 2011, 4:12 pm
House Financial Services Committee to hold hearing on SEC’s “no admit, no deny” policy in settlements.
Posted in Industry, SEC, Top | Tagged Settlements, US Congress
By Securities Docket on December 19, 2011, 2:27 pm
Exposure from 60 Minutes may finally make it impossible for Congress to ignore this legislation any longer.
Posted in SD Insider, SEC, Top | Tagged Insider Trading, US Congress
By Securities Docket on December 19, 2011, 2:12 pm
SEC previously alleged that lawyer tried to obtain money from another lawyer in exchange for favorable testimony.
Posted in SEC, Top | Tagged Bans
By Securities Docket on December 19, 2011, 2:12 pm
“Prosecuting accounting fraud should be the SEC’s bread and butter.”
Posted in SEC | Tagged Accounting, Financial Fraud, Web Watch
By Securities Docket on December 19, 2011, 2:12 pm
The week’s most interesting columns and blog posts from around the web.
Posted in SD Insider, Top | Tagged Web Watch
By Securities Docket on December 19, 2011, 2:12 pm
New spending bill includes a $136 million funding increase for the SEC in 2012.
Posted in SEC, Top | Tagged Budget
By Securities Docket on December 19, 2011, 1:55 pm
Get caught up with the Securities Docket News Wire for Dec. 19, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on December 19, 2011, 1:12 pm
Relationship of trust and confidence may be turned by an alleged tipper into an insider trading defense.
Posted in SEC, Top | Tagged Insider Trading, Web Watch
By Securities Docket on December 19, 2011, 1:12 pm
“The real difficulty lies in gathering evidence to prove a crime took place.”
Posted in SEC, Top | Tagged Penalties