‘Enforcement 40’ for 2020
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January 12 Webcast: Effective Insider Trading Policies for Public Companies and Regulated Entities
Please join Jay Dubow, Anthony Creamer and Alma Angotti for this free webcast.
Congress to Examine S.E.C. Settlement Policy
House Financial Services Committee to hold hearing on SEC’s “no admit, no deny” policy in settlements.
Time to Stop Congress From Trading on Inside Information
Exposure from 60 Minutes may finally make it impossible for Congress to ignore this legislation any longer.
Appeals Court Upholds SEC’s Lifetime Ban Against Commercial Litigator
SEC previously alleged that lawyer tried to obtain money from another lawyer in exchange for favorable testimony.
The SEC’s Important Enforcement Role
“Prosecuting accounting fraud should be the SEC’s bread and butter.”
Web Watch: Best of the Week Ending December 16
The week’s most interesting columns and blog posts from around the web.
SEC must fight tooth-and-nail to get additional scratch
New spending bill includes a $136 million funding increase for the SEC in 2012.
Securities Docket News Wire for Dec. 19, 2011
Get caught up with the Securities Docket News Wire for Dec. 19, 2011.
Who’s the ‘Insider’ in Insider Trading?
Relationship of trust and confidence may be turned by an alleged tipper into an insider trading defense.
The Limits of Bigger Penalties in Fighting Financial Crime
“The real difficulty lies in gathering evidence to prove a crime took place.”