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Browse: Home / 2011 / December / 19 / Congress to Examine S.E.C. Settlement Policy

Congress to Examine S.E.C. Settlement Policy

By Securities Docket on December 19, 2011, 4:12 pm

The Securities and Exchange Commission’s practice of settling cases while allowing corporations or other defendants to neither admit nor deny the charges will be the subject of a hearing early next year by the House Financial Services Committee.

Read more: Congress to Examine S.E.C. Settlement Policy — DealBook

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Posted in Industry, SEC, Top | Tagged Settlements, US Congress

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