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Securities Docket News Wire for Dec. 22, 2011
Get caught up with the Securities Docket News Wire for Dec. 22, 2011.
SEC slapped by Wisconsin judge
Federal judge in Wisconsin says SEC settlement provisions “vague,” inadequate.
Defending the SEC’s Neither-Admit-Nor-Deny Policy
Abandoning the standard settlement language would mean the SEC could no longer pick its trial battles carefully, deciding which factual situations could get the agency the most bang for its litigation buck. Instead, it would have to prepare for almost every matter as if a trial were inevitable, because it almost certainly would be. It’s […]